
Hays Specialist Recruitment
Compliance Generalist
London, United Kingdom, GB - Investment Management
A city based, boutique Asset Manager specialising in diverse asset classes is looking to hire a Compliance Generalist into the firm. The role is a fantastic opportunity that will include lots of training and professional development. This varied responsibilities of the role will lead to the successful candidate gaining real, broad experience of multiple facets of compliance.
Responsibilities will include, but not be limited to:
Monitoring
Financial Promotions Approvals
Gifts/PA Dealing
Integration on Bloomberg of varied order management systems
Guideline Monitoring / Coding
AML
Approved Persons
Audit/TPA Administration
In order to be successful you must have some compliance experience within an asset manager and be looking to continue your development within a successful and well established team.
For more information please call Jamie Boyd at Hays on 02034650110
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
£30000.00 - £40000.00 per annum
Posted December 29, 2014 at 01:07PM from LinkedIn https://www.linkedin.com/jobs?viewJob=&jobId=11088840&trk=api*a130653*s139051*
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