Hays Specialist Recruitment posted a job you might be interested in April 22, 2014 at 01:09PM

Hays Specialist Recruitment



Trade Surveillance Compliance Officer - Fixed Income

London, United Kingdom, GB - Banking

The Role:



Your principal function will be to provide surveillance monitoring and on-the-floor compliance advice to Traders in the following asset classes: Currency / FX, Interest Rate Derivatives, Credit Trading, Emerging Markets & the Futures & Options business.



* Provide proactive and direct compliance support to the Fixed Income & Currencies business

* Compliance advisory support to the FICC Sales and Trading Desks

* Provision of trade surveillance and monitoring - pro-actively alerting the business of issues as and when they arise.

* Work in conjunction with the wider Compliance teams to ensure group policies, procedures and regulatory obligations are imposed and followed.

* Involvement in developing and maintaining the compliance training program;

* Undertake ad-hoc projects as and when required.



The Candidate:



* A strong understanding of the fixed income trading floor and the products traded. Compliance experience is not essential but you must have a strong understanding of UK Financial Regulation and how it is applied in a trading environment.

* Fixed Income Compliance and Fixed Income product knowledge is essential.

* Exceptional communication skills.

* Professional and collegial



A strong academic background is essential

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

£40000.00 - £50000.00 per annum



Posted April 22, 2014 at 01:09PM from LinkedIn http://ift.tt/1eZQl7d

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