Hays posted a job you might be interested in May 04, 2014 at 03:29PM

Hays



Control Room Compliance Manager - INTERNATIONAL IBANK

Hong Kong, HK - Banking

This highly sought-after Control Room Manager will sit within the regional office of this top tier Investment Bank for an initial period of 6-months (renewable contract). Responsibilities include providing the ECM, DCM research teams with compliance advisory support including training, policy and regulatory updates, compliance procedures implementation, being immersed in the IPO research process and Chinese Wall crossing and insider trading monitoring.



The role requires regular collaboration with the legal counsels, core compliance teams, IBD, CM, GBM, research management teams, and other LOB's and supporting groups, therefore you are expected to have top-notch interpersonal and communication skills with people at all levels in a dynamic IB environment.



Detailed oriented, and an independent self-starter, you will come equipped with a solid compliance background, ideally accumulated in a sizeable investment bank. A minimum of 6 years in banking, SFC rules literacy, and ideally a legal and/or audit background is what will really set you apart, so if you are interested and qualify for this exciting role, please send your resume and expression of interest today to Daria Rokk at daria.rokk@hays.com.hk



Fluency in English is a prerequisite, and Mandarin and Cantonese will be a major plus.

No salary provided



Posted May 04, 2014 at 03:29PM from LinkedIn http://ift.tt/RdTfKM

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