Hays Specialist Recruitment posted a job you might be interested in January 26, 2015 at 08:08PM

Hays Specialist Recruitment



Head of Compliance - Asset Management

London, United Kingdom, GB - Banking

An excellent European Fund Manager who require a Head of Compliance for it's recently launched London Business. The business are a very successful firm with ambitious growth plans for it's UK operation. Even though this will be a UK based role this will be the overall Group Head of Compliance. This role will hold the CF10 and will report in to both the UK board and the Group Board.



The company are circa 15 headcount in London and form part of a European wide group. They have developed a very strong position within a niche part of the Investment market and are very well regarded in this area. The company has very ambitious growth plans, and aims to make London its largest office.



The role will consist of the following core responsibilities;



· Monitor and advise on compliance with the FCA Handbook and applicable regulations and regulatory developments

· To hold CF10

· Analyse compliance risk in the business

· Report to the FCA and develop and maintain regulatory relationship

· Manage the Compliance Handbook

· Central point of contact for all compliance matters across the business.

· Client onboarding / KYC

· Internal compliance reporting to the Board, Management Team and across the group

· Advise on new products / services

· Implementation of compliance training and competence programme

· Sign-off on advertisements and other public communications

· Pro-active advice and challenge to staff on compliance issues



The role offers a great deal of autonomy to the successful candidate in a very energetic and vibrant investment business. the company offer an excellent working environment and are strong believers in work life balance.



For this role it is not essential, but preferred that you have previously held the CF10. Demonstrable generalist compliance experience is the key focus on this search. You MUST have strong compliance experience gained within Asset Management.





Hays Investment Management Compliance is a dedicated recruitment function, focusing purely on regulatory compliance recruitment within the buy-side of the market, covering Asset Management, Hedge Funds, Private Equity, Wealth Management and Private Banking. We offer a unique insight into the investment compliance market, having developed a specialist network of both clients and candidates within this sector.





For a confidential discussion on this role, other opportunities in the market or a more broad discussion about the market at present please call Stephen Borner at Hays on 02034650110.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

£100000.00 - £160000.00 per annum



Posted January 26, 2015 at 08:08PM from LinkedIn http://ift.tt/15CTlSR

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