Hays Specialist Recruitment
Compliance Manager - Regulatory Change Asset Management
London, United Kingdom, GB - Banking
A market leading global Asset Management firm requires a regulatory change specialist with experience in Asset management to join its compliance team. The role has a global remit and will report in to the Senior Compliance Manager who is a regulatory Change specialist.
The role is located in the heart of London's West End, where this company has been located for many years. The firm have a proud tradition of excellent customer service. The role offers a unique opportunity to gain exposure to global regulatory change issues, and delivering training alongside a very well regarded management team.
Your main responsibilities will include;
Assisting line management in its prime responsibility for complying with all relevant regulations, including the provision of the necessary advice and guidance so that it can ensure that appropriate operating procedures and controls are in place and are adequately defined to enable business areas to conduct their business within the applicable laws, codes, rules and regulations, in accordance with Group Compliance Policy.
Under instruction from the Head of Regulatory Compliance, assist line management in resolving or, as the case may be helping to resolve any Compliance problems
Reporting significant issues to Senior Management both in the business and compliance.
This is an opportunity that will provide continual professional development and training for any candidates who are suitably aspirational.
To find out more please call Stephen Borner at Hays on 02034650110.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
£45000.00 - £60000.00 per annum
Posted November 20, 2014 at 08:19PM from LinkedIn http://ift.tt/1p3qgsW
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