Hays Specialist Recruitment posted a job you might be interested in November 17, 2014 at 08:31PM

Hays Specialist Recruitment



Compliance Advisory - Distribution

London, United Kingdom, GB - Banking

A leading brand in global asset management requires an experience compliance advisory specialist to join its business. The role sits in the Compliance Advisory team and is aligned to regulatory issues in relation to global distribution of the company's funds, cross border regulatory implications in relation to this as well as sales/marketing regulatory issues.



This riole sits in a wider team of 5 specialists, and will join as a Manager in this team by title rather than having management responsibility. The successful candidate will be expected to have oversight of less experienced colleagues and to take a keen interest in their colleagues continued professional development. This company has a very broad product offering, and so experience in a larger asset management house with similar exposure is of particular interest to my client.



Your key responsibilities will include;



· To support the Head of Distribution Compliance in ensuring that the distribution business complies with all relevant rules and regulations.

· To be proactive in ensuring that the business receives relevant training on regulatory issues (including the application of compliance policies) which may have an impact on the business.

· To assist in embedding a culture of effective management of regulatory risk within the business.

· To keep abreast of new regulatory developments and rules, assess their impact on the business as well as assist in ensuring appropriate action is taken; in particular developments relating to:



· Retail Distribution Review

· Product Life Cycle and TCF initiatives

· Packaged Retail Investment Products (PRIPS)

· UCITS V and ESMA Guidance

· AIFMD (marketing & disclosure aspects).

· Cross-border distribution



· To assist in ensuring that the Distribution business area (including Product) champion and embed a culture of treating customers fairly and client focus.



The role offers a very unique opportunity to join not only a very well regarded global business, but also to join a team with a fantastic culture in a role with true development opportunities.

Asset Management compliance experience is essential for this opportunity. Candidates without compliance experience gained in an institutional funds environment or consultancy background will not be considered.



To find out more please call Stephen Borner at Hays on 02034650110.

Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk

£55000.00 - £75000.00 per annum



Posted November 17, 2014 at 08:31PM from LinkedIn http://ift.tt/1vj4xQC

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